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Accredited Investor Criteria

In order to participate in our Alternative Investments, you must qualify as an accredited investor. The following criteria are intended to determine whether or not you qualify as an accredited investor pursuant to SEC Regulation D under the Securities Act:

  • An employee benefit plan within the meaning of Title I of the Employee Retirement Income Security Act of 1974, and: (a) is managed by a plan fiduciary, which is either a bank, insurance company or registered investment adviser; or (b) has total assets in excess of $5,000,000; or (c) if a self-directed plan, investment decisions are made solely by persons who are Accredited Investors;
  • You are a savings and loan association, building and loan association, cooperative bank, homestead association, or similar institution, which is supervised and examined by state or federal authority having supervision over any such institution, whether acting in its fiduciary or individual capacity;
  • A natural person whose individual or joint net worth (inclusive of home at original cost, furniture and automobiles) with his or her spouse, exceeds $1,025,000;
  • A natural person who had an individual income (exclusive of his or her spouse's income) in excess of $200,000 in each of the two most recent years, or joint income with that person's spouse in excess of $300,000 in each of those years, and has a reasonable expectation of reaching the same income level in the current year;
  • A private business development company as defined in Section 202(a)(22) of the Investment Advisers Act of 1940;
  • An organization exempt from federal income pursuant to Section 501(c)(3) of the Internal Revenue Code of 1986, as amended, a corporation, Massachusetts or similar business trust, or partnership, not formed for the specific purpose of acquiring the Interests offered, with total assets exceeding $5,000,000;
  • A broker-dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934;
  • A trust, with total assets in excess of $5,000,000, not formed for the specific purpose of acquiring the Interests offered, whose purchase is directed by a sophisticated person;
  • A Director or Managing Member of the Company.
  • A plan established and maintained by a state, its political subdivisions, or any agency or instrumentally of a state or its political subdivisions, for the benefit of its employees, if such plan has assets in excess of $5,000,000;
  • An insurance company as defined in section 2(13) of the Securities Act;
  • An investment company registered under the Investment Partnership Act of 1940 or a business development company as defined in section 2(a)(48) of that Act;
  • A Small Business Investment Partnership licensed by the U.S. Small Business Administration under section 301(c) or (d) of the Small Business Investment Act of 1958;
  • Any entity in which all of the equity owners are Accredited Investors.

If you do qualify as an accredited investor, please complete our Accredited Investor Questionnaire and submit it.  We will contact you promptly to discuss your investment objectives and financial goals.

 

 

 
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